Water Works and School

 

Waupaca Post

March 19, 1908

 

THE “FACTS” AND “THE LAW APPLICABLE THERETO”

 

Editor of The Waupaca Post.

            Various petitions I understand, have been presented to the common council by some of the voters of the city, requesting it to take the necessary action thereon by submitting to the voters the question of bonding the city for the purpose of obtaining $35,000 or $40,000 for the erection of a new high school building, which petitions, so far, have not been granted, and in consequence thereof has created considerable feeling among the citizens and the subject quite generally discussed.

            The principal questions involved in the discussions have been and are still:

1.        The duty of the common council, when petitioned by the voters of the city about submitting the question to a vote of the people.

2.        Whether the present bonded indebtedness of the city is such an amount that the bonding of the city for $35,000 or $40,000, for such purpose would exceed the constitutional limitation of five percent of the taxable property of the city.

It is claimed by some that it would, and in support thereof they figure, with other present

Indebtedness of the city the sum of $40,000, unpaid on the waterworks plant.

            By others this contention is denied and in support thereof they contend that the $43,000, unpaid on the water works plant should not be computed as a part of the present indebtedness of the city.  The questions are important ones, but of easy solution, provided an honest effort be made to get simply the facts and a right understanding of the law applicable thereto.  The questions are of too much moment to be treated lightly; they call for the unbiased judgment of each voter, and he who does not determine the right of these questions by this rule his conclusions should have but little, if any, weight or consideration.

            There is an old saying, and quite true, “There are none so blind as those who will not see”.

            In the statements which I here make, under the heading of “Facts” and “The law applicable thereto”.  I shall confine myself to the records as they appear in the city clerk’s office and the opinions of the supreme court.

                                                                        Facts.

            On April 1, 1896, a water works ordinance was prepared and signed by the mayor and city clerk, published, and on the 3rd day of June, 1896, adopted by the common council of the city.

            This ordinance, among other things, provides, for a supply of water to the city of Waupaca and its inhabitants; contracting with Andrew M. Hansen and Frank S. Baldwin, their successors or assigns for a supply of water for public or private use, and giving to the city of Waupaca an option to purchase said works, and defining their rights, duties, privileges and powers.  See ordinance.

            Under said ordinance, Andrew M. Hansen and Frank S. Baldwin, their legal representatives or assigns were empowered and authorized, subject to limitations contained in said ordinance, to construct, maintain and operate water works in the city of Waupaca.  See ordinance.

            The duration of said ordinance of franchise was for a period of thirty-five years from and after the passage of the ordinance, except as therein provided.  See ordinance.

            The construction of the water works system was to be commenced within ninety days after the acceptance of the ordinance and completed to successful operation before the 1st day of January, 1907, subject to certain limitations or exception.  See ordinance.

            It was provided in said ordinance that he city of Waupaca should rent from said Andrew M. Hansen and frank S. Baldwin, or their assigns for the term of thirty-five years, except as herein provided; 70 double discharge positive drip fire hydrants.  See section 8 of ordinance.

            The city of Waupaca agreed and promised, in said ordinance, to pay the annual rental of $57.15, for each and every of the first seventy hydrants located upon said original pipe system and the sum of $50.00, for each and every hydrant upon any extension, that might be ordered under the same, to be paid in quarterly installments.  See section 10 of ordinance.

            The ordinance further provides that “a sufficient tax shall be levied and collected annually upon all taxable property in the city subject by law to taxation, to meet the payments under this ordinance as they may respectively mature during the existence of any contract for fire service, which tax shall be irrepealable from and after the passage of this ordinance.  And in case the city shall be authorized to levy a special tax for such purpose, such tax shall be annually levied, and the proceeds thereof shall be kept as a separate fund to be known as a fire hydrant fund, and shall be exclusively devoted to the payment of hydrant rental under this ordinance, and shall not be otherwise employed; except, that any excess of said tax in any year over the amount necessary to pay the rental for such year, may be used for any purpose to the city council shall direct.”  See section 11 of ordinance.

            It is further provided in said ordinance that in consideration of the benefits which shall be derived by the aid city and its inhabitants from the construction and operation of said water works and in further consideration of the water supply so used for public use and as an inducement for said Hansen and Baldwin, or their assigns to said water works, the franchise, license and authority granted, and it is also provided in said ordinance that it shall remain in effect t for the term of thirty-five years, and for the same consideration and the same inducement, the city of Waupaca rented the fire hydrants for and during the term of thirty-five years from the completion of the works.  See ordinance, section 15.

            The ordinance or franchise further provides, that the cost of the construction should not exceed $41,500, exclusive of the cost of the power, power meaning not only the necessary power machinery, but also the real estate necessary to be used in connection with said machinery, and that said water works plant should not be bonded for a greater sum than $41,500, and that said Hansen and Baldwin, their successors or assigns should, without further consideration, execute and deliver to the city of Waupaca, a deed of conveyance, conveying to the city of Waupaca said water works system and all privileges and appurtenances thereto appertaining, upon the common council of the city requesting it so to do; provided said request he made within one year from the completion of said water works plant.  See section 16 or ordinance.

            The ordinance further provides “in the event that the grantees (who are named in said ordinance as Hansen and Baldwin) or their assigns shall issue mortgage bonds, secured by mortgage, or deed of trust, upon said water works, franchise, rental rights, and liberties, so much of the hydrant rentals pavable under the terms of this contract, as will discharge the interest upon said bonds as shown by the coupons thereon, as it will mature from time to time, shall be paid from time to time, to the trustee or trustees of such bonds, and when and as such hydrant rentals are payable by the city, and such sums shall be paid so long as the interest on such bonds remain due and unpaid, and the city council is hereby authorized and instructed to sign the certificate certifying to the provisions of this contract, and to affix the seal of the city to such certificate.

            “That the said city shall not be required at any time to pay the said trustees, any greater amount than the amount due to grantees, or their assigns; and all payments made to said trustee, or trustees, shall be made exclusively to pay interest on said bonds so long as the same remain due and unpaid, and the whole amount, after the said bonds have been paid by the said grantees, or their assigns, shall be paid over to the said grantees or assigns, by the said city.”  See section 17 of the ordinance.

            Subsequently, to wit, on the1st day of June, 1897, the ordinance was amended, by giving the right to mortgage the water works plant for a sum not exceeding $54,500.  See ordinance.

            The above sections of the ordinances or franchises are all the ones relating to money obligations on the part of the city of Waupaca, and if any one doubts it go and read the ordinances.

            If any one will read the entire ordinances or the above provisions impartially and intelligently, and reason on its provisions in the same way, can anyone say that the city obligated itself to pay the indebtedness against the water works plant in any other manner or way than by paying the hydrant rentals from year to year as the same became due and payable.  The city never bonded the plant.  The city could not bond the plant without submitting the question to a vote of the people, and it could not assume a bonded indebtedness upon the plant without submitting the question to a vote of the people.  If any act of the common council could in any wise be construed as having promised and agreed to pay the bonded indebtedness in whole, its acts are ultra vires, that is, beyond the power of the council to do so, and therefore, if any such promises was ever made, it is absolutely void and has no binding force.

            The city of Waupaca is a creature of the statute, and it can only act within its delegated authority, and if it acts outside, its acts are void.  Chap. 361 section 4, laws Wis. 1807, Connor vs. Marshfield, 128 Wis. 280.

            After the franchise had been granted to Hansen and Baldwin, the Waupaca Water Works Co. was formed, and it built the water plant, and after doing so, mortgaged it to the Fidelity Trust and Guaranty Co. of Buffalo, N.Y. for $54,500, and said Guaranty Co. is designated by said city of Waupaca as its agent and trustee to receive and apply such funds so to be paid as hydrant rental to the payment of the principal and interest thereon of a series of first mortgage bonds of the Waupaca Water Works company, aggregating $54,500.  See certificate on the back of each bond.

            On the 17th day of November, 1897, the city took, by quit-claim deed the equity which the Waupaca Water Works Co. had in the water plant.  This act on the part of the city of Waupaca was done under and by virtue of section four of chapter 361 of the laws of the state of Wisconsin, approved April 27, 1897, and was in full force and effect at the time the deed was taken by the city.

            Section four reads as follows, “In all cases where any system water works or lighting has been, or may hereafter be constructed, in any city or village in this state, by any person or persons, corporation or corporations, shall have heretofore executed, or shall hereafter execute any bond or bonds and secure the payment of the same by a mortgage upon, or trust deed of such system of water works or lighting, such city or village may purchase of such person or persons, corporation or corporations, all of the interest and equity of redemption of such person or persons, corporation or corporations in such system of water works or lighting, or both, and take possession thereof and operate the same.

            “If it shall be necessary or desirable for such city or village, in making such purchase of such interest and equity of redemption in such system of water works or lighting, or both, to issue the bonds of such city or village, the proposition or propositions for the purchase of such interest and equity of redemption and the issuing of such bonds, shall be submitted to the electors of such city or village at a special election to be called for that purpose.”  Read section four of chapter 361, laws 1897.  The section then goes on and directs how the notice for purchasing and bonding the plant shall be given, and the form of the ballot, etc.  The section then goes on, where the city buys without being obliged to bond the plant for the purchase, as follows:  “The purchase by any city or village of the interest and equity of redemption of any person or persons, corporation or corporations, in any system of water works or lighting, as above provide, shall not in anyway or manner create any liability on the part of such city or village to pay, satisfy or in any way discharged any bonds issued, or any mortgage or trust deed upon such system of water works, of lighting, prior to the purchase of such interest and equity of redemption by such city or village, nor shall the amount of such bond and mortgage or trust deed, or any portion thereof, be or be deemed to be, in any way or manner, an indebtedness of or a liability against such city or village,  nor shall the amount of such bonds be deemed, or be construed to be an indebtedness of such city or village within the meaning of section 3, of article 11 of the constitution of this state as amended.”

            The provisions of this section shall be applicable in all cases where any city or village has heretofore, or may hereafter reserve to itself, in any franchise granted by it, for the construction or operation of a system of waterworks or lighting, the option and right to purchase such water works or lighting works.”  Read section four, chap. 361, laws of Wis. 1897.

                                                            “The Law Applicable Thereto”

            This statute above mentioned was squarely before the supreme court in the case of Connor vs. Marshfield, 128 Wis. 280 – decided at the January  term 1906.  The respondents in the case were Connor and others vs. Upham and the city of Marshfield, appellants, and here is what the court said:  “The respondents present several other theories upon which it is claimed the judgment should be affirmed even though it be determined that submission to popular vote was not required.  Among these are the propositions that by the transaction the city becomes indebted beyond its constitutional limit of five per cent:  First, because the $125,000 outstanding bonds of the water company must be considered indebtedness; and secondly that by the purchase the city becomes obligated to the bondholders absolutely for at least $72,000 by reason of a provision in the ordinance contract with the water company that in case the company should at any time issue mortgage bonds the city would pay the sum of the hydrant rentals as will discharge the interest upon such bonds as it may mature from time to time, direct to the trustees when and as such rentals are payable by the city, and that such payments shall be made so long as the interest on such bonds shall remain due and unpaid.  It seems to be conceded by the appellants that the five percent limit would b e exceeded if either $125,000 or $72,000 of indebtedness is incurred by this contract.

            The contention that, by purchasing this plant subject to the mortgage thereon securing payment of the $125,000 of the company’s bonds, the ultimate payment of them by the city has become so unavoidable that for all practical purposes it is bound to pay them and must be held indebted for their amount, so as to infringe the constitutional prohibition against becoming indebted to an amount more than five percent of the assessed value of taxable property, is not without very persuasive authority, if the question can be considered an open one in this court.  We do not think it can, however.  In the Milwaukee park-land cases (Perrigo vs. Milwaukee, 92 Wis. 236,65.N.W. 1018) this court fully considered whether, when a city purchased property, or acquired the right to purchase in or burden upon that property were held by others, so that the city to hold it and protect the interest acquired in it, must pay large sums of money, the city thereby became indebted for such sums in the constitutional sense.  We reviewed the conflicting array of decisions, and, rejecting the reasoning of those the respondents now cite, we decided the question in the negative.  The distinguishing element, as then defined, consisted in the fact that the city could not be coerced by the creditor of its grantor into applying to his claim either its general revenue or property owned by it at the time of the contract, but

                                                            Continued on Supplement

                                                        (no supplement could be found)